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Trusted IRIX/CMW Security Features User's Guide
(document number: 007-3300-005 / published: 2003-12-04)    table of contents  |  additional info  |  download
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Chapter 2. Understanding Access Control

Access control is at the heart of a trusted system. Access control allows the administrators to set up policies and accounts that allow each user to have full access to the files and resources he or she needs, but not to other information and resources not immediately necessary to perform assigned tasks.

Under Trusted IRIX/CMW, There are two forms of access control: these are called Discretionary Access Control (DAC) and Mandatory Access Control (MAC). MAC is further divided into two interrelated subsystems, Mandatory Sensitivity and Mandatory Integrity.

The following topics are included:

Discretionary Access Control

Discretionary Access Control (DAC) is the name of the standard UNIX system of access permissions that allow the user to control access to files, directories, and other system resources. The owner of any file or other system object can control access to that object, even by those with equal or dominating clearances, by setting the DAC permissions. Additionally, Access Control Lists (ACLs) can be used to provide a finer granularity of control than is provided by the traditional permission bits.

The significant difference between MAC and DAC is that DAC allows untrusted users to control access to their own files and change that access at will. The only user who can override those access decisions is the superuser (root). DAC fills an otherwise unmet need for system security at the personal level. Every file on the system is subject to both MAC and DAC. You must meet both MAC and DAC requirements to access a file.

Using Discretionary Access Control

Trusted IRIX/CMW divides permissions into three categories and users into three relative groups. The three categories of permissions are read, write, and execute. They are denoted as “r” for read, “w” for write, and “x” for execute in long listings of files. Read permission allows you to look at the contents of a file. Write permission allows you to make changes to or remove a file. Execute permission allows you to run the file as a command from your shell prompt.

To get a long listing, enter the ls -l command at your system prompt. This command shows you more information about the files in the directory than an ordinary listing. Along with the permission information, the ls -l command lists the owners of the files and the size of the files and the date they were last modified. Adding the -D command-line option to ls displays the ACL for the file or directory as well.

The three relative groups are the owner of the file, the owner's group, and every other user. If you get a long listing of a directory, you see that the permissions field looks like this: -rw-r--r-- Each character is separately significant in the permissions listing. Starting at the left, the first character is a dash. A dash in any place means that no permission is granted and the actions associated with that permission are denied. However, in the leftmost place, the contents of that space describes whether the file is a file, directory, or special device file. If there is a dash in that place, the file in question is an ordinary file. If it is a directory, a d appears in that space. If the file is a block special device file, a b appears in the space, and if the file is a character special device file, a c appears there. For more complete information, consult the ls(1) man page or the /usr/include/sys/stat.h file.

Directory Permissions

Directories use the same permissions as files, but that their meanings are slightly different. For example, read permission on a directory means that you can use the ls command to look at the contents of that directory. Write permission allows you to add, change, or remove files in that directory. (However, even though you may have write permission in that directory, you must also have write permission on the individual files to change or remove them, unless you own the directory.) Finally, execute permission on a directory allows you to use the cd command to change directories into that directory.

File Permissions

The first series of three places in the permissions field describes the permissions for the owner of the file. Here is an example of a long listing for a file:

-rwx------+ 1 owner grp 6680 Apr 24 16:26 shell.script

The file is not a directory, so the first space is blank. The characters rwx indicate that the owner of the file, owner, has read, write, and execute permission on this file. The second series of three spaces describes permissions for the owner's group. In this case, the group is grp. Suppose permissions for this file were slightly different, like this:

-rwxr-x---+ 1 owner grp 6680 Apr 24 16:26 shell.script 

In this case, any member of the group grp could read or execute the file, but he or she could not change it or remove it. All members of group grp can share a pool of files that are individually owned. Through careful use of group read and write permissions, you can create a set of source files that are owned by one person, but any group member can work on them.

The third series of spaces provides for all other users on the system and is called the public permissions.

The plus sign (+) at the end of the permission string indicates that an ACL is in effect for this file. Use the ls -D command to view the ACL for the file. Complete discussion of Access Control Lists is found in the section titled “Access Control Lists”.

On a large system with several groups, MAC labels do not provide the complete coverage desired. The individual groups can tailor their working set of files by using file permissions and ACLs to share some files. A file that is set to be readable by any user on the system is called publicly readable. Remember that even if DAC makes a file publicly readable, a user must still have appropriate MAC clearance to see the file.

Here is a long listing of the sample Projects directory:

total 410 
drw-------+ 1 owner grp 48879 Mar 29 18:10 critical 
-rw-r--r--  1 owner grp  1063 Mar 29 18:10 meeting.notes 
-rw-rw-rw-  1 owner grp  2780 Mar 29 18:10 
-rwxrwxrwx  1 owner grp  8169 Jun 7  13:41 new.items 
-rw-rw-rw-  1 owner grp  4989 Mar 29 18:10 outside.response 
-rw-------  1 owner grp 23885 Mar 29 18:10 project1 
-rw-r-----  1 owner grp  3378 Jun 7  13:42 saved_mail 
-rw-r--r--  1 owner grp  2570 Mar 29 18:10 schedules 
-rwxrwxr-x+ 1 owner grp  6680 Apr 24 16:26 shell.script 

The files have varying permissions. Some can be read and written to only by the owner, some can be read only by members of the owner's group, and some can be read, changed, or removed by anybody. The shell script can be executed publicly, subject to its ACL, and the critical directory is also subject to an ACL.

Changing Permissions

You change the permissions on a file by means of the chmod command. You can use chmod only to change files that you own. Generally, you use this command to protect files you want to keep secret or private, to protect private directories, and to grant permissions to files that need to be used by others. The command to restrict access to a file or directory to yourself only is:

chmod 600 filename 
chmod 700 directoryname 

Other permissions may be added by using the chmod command with the letter associated with the permission. For example, the command to add general write permission to a file is

chmod +w filename 

For more examples, see the chmod(1) reference page.

To set or change an ACL, use the chacl command:

chacl acl_entry [, acl_entry]... pathname

For more information on chacl and the acl entry syntax, see the chacl(1) reference page and “Text Form for ACLs”.

Setting Permissions with umask

You can assign default permissions to your files by using the umask command. Place this command in your .cshrc, .profile, or .login file. The umask(1) man page is also available for more information. By changing the setting of your umask, you can alter the default permissions on your files and directories to any available DAC permission.

A drawback to the umask command is that it makes every file you create receive the same permissions. For most purposes, you want the files you create to be accessible by the members of your group. For example, if an individual is suddenly called away and another person must take over that person's portion of a project, the source files must be accessible by the new user. However, the personal files you keep in your home directory sometimes need to be private, and if you set your umask to allow group read and write privileges, any member of the group can access your personal files. Mechanisms are available to prevent this access. For example, you can create a directory of private files and alter the permissions on that directory with the chmod command to restrict all but your own access. Then it would not matter that the files were readable, because no other user would be allowed into the directory.

You can also use the find command to change all the files in your home directory to your chosen permission automatically at your convenience. You can set up your account so that this action happens every time you log out.

The umask command is an important part of DAC. It allows us to maintain security and still allow convenient access to your files. To set your account up to allow group read and write privileges and no other privileges, place this line in your .cshrc or .profile file:

umask 007 

This will make every file you create have the following permissions:


With your umask set to 007, directories that you create have the following permissions:


In plainer terms, you will have full use of the file or directory, and your group will have full use. No other user, except the superuser (root), will have access to your files.

Access Control Lists

Access Control Lists (ACLs) are a part of the DAC features of your Trusted IRIX/CMW system. An ACL works in the same way as standard file permissions, but it allows you to have a finer level of control over whom may access a file or directory than standard permissions allow. ACLs allow you to specify file permissions on a user by user basis.

Every system file or directory has an ACL that governs its discretionary access. This ACL is referred to as the access ACL for the file or directory. In addition, a directory may have an associated ACL that governs the initial access for files and subdirectories created within that directory. This ACL is referred to as a default ACL. A user who wishes to gain access to the files in a directory must be on both ACLs and must be allowed by MAC and Trusted IRIX standard file permissions to successfully gain access. If you have not created an access ACL for a file, the default ACL serves both ACL functions. Note that the ACL on a file or directory also acts as an upper limit to the file permissions that can be set automatically with umask.

Hereafter in this section, directories are treated as files, and where the term file is used, consider it to also apply to directories.

An ACL is stored in the same way that standard file permissions are stored; as an attribute of the file or directory. For example, to view the ACL of a file, use the -D option to ls as shown here:

ls -D testfile 

This produces output similar to this:


The above example shows full permissions for the owner with the first entry on the line, sets read permission for user ID 332 with the second entry, and sets read and write permission for the user account ernie. The format of an ACL entry is discussed in “Text Form for ACLs”.

To set or change an ACL, use the chacl command:

chacl acl_entry[,acl_entry]... pathname

An ACL consists of a set of ACL entries. An ACL entry specifies the access permissions on the associated file for an individual user or a group of users. The order of internal storage of entries within an ACL does not affect the order of evaluation. In order to read an ACL from an object, a process must have read access to the file. In order to create or change an ACL, the process must own the file.

Setting Directory Default ACLs with chacl

To set a default ACL for the current directory and all its files and subdirectories, use this command:

chacl -d acl_entry[,acl_entry]... pathname

For information on the format of an ACL entry, see “Text Form for ACLs”.

Text Form for ACLs

The text form for ACLs is used for either input or output of ACLs and is defined as follows:

acl_entry[,acl_entry ]...

Although it is acceptable to place more than one entry on a physical line in a file, placing only one entry per line makes it easier to read.

Each entry contains one ACL statement with three required colon-separated fields and an optional comment:

entry tag type:entry qualifier:discretionary access permissions # comment 

Comments may be included with any entry. If a comment starts at the beginning of a line, then the entire line is interpreted as a comment. The first field must always contain the ACL entry tag type.

One of the following ACL entry tag type keywords must appear in the first field:


A user ACL entry specifies the access granted to either the file owner or to a specified user account.


A group ACL entry specifies the access granted to either the file-owning user group or to a specified user group.


An other ACL entry specifies the access granted to any process that does not match any user, group, or implementation-defined ACL entries.


A mask ACL entry specifies the maximum access that can be granted by any ACL entry except the user entry for the file owner and the other entry.

The second field contains the ACL entry qualifier (referred to in the remainder of this section as simply qualifier).

The following qualifiers are defined by default:


This qualifier specifies a user account name or a user ID number.


This qualifier specifies a user group name or a group ID number.


This qualifier specifies that no uid or gid information is to be applied to the ACL entry. The entry applies to the file owner only. An empty qualifier is represented by an empty string or by white space.

The third field contains the discretionary access permissions that apply to the user or group specified in the first field. The discretionary access permissions field contains exactly one each of the following characters in the following order:

  1. r (read access)

  2. w (write access)

  3. x (execute/search access)

This would appear as rwx. Any or all of these may be replaced by a dash (-), which is the no-access character.

A user entry with an empty qualifier specifies the access granted to the file owner. A user entry with a uid qualifier specifies the access permissions granted to the user name matching the uid value. If the uid value does not match a user name, then the ACL entry specifies the access permissions granted to the user ID matching the uid value.

A group entry with an empty qualifier specifies the access granted to the default user group of the file owner. A group entry with a gid qualifier specifies the access permissions granted to the group name matching the gid value. If the gid value does not match a group name, then the ACL entry specifies the access permissions granted to the group ID matching the gid value. The mask and other entries contain an empty qualifier. A pound sign (#) starts a comment on an ACL entry. A comment may start at the beginning of a line, or after the required fields and after any custom-defined, colon-separated fields. The end of the line denotes the end of the comment.

White space is permitted (but not required) in the entries as follows:

  • At the start of the line

  • Immediately before and after a colon (:) separator

  • Immediately before the first pound sign (#) comment character

  • At any point after the first pound sign (#) comment character.

Comments have no effect on the discretionary access check of the object with which they are associated.

Here is an example of a correct long text form ACL for a file:


The above example sets full permissions for the owner with the first entry on the line, sets read permission for user ID 332 with the second entry, and sets read and write permission for the user account ernie.

Here are some examples with comments:

group:10:rw- # User Group 10 has read/write access
other::--- # No one else has any permission
mask::rw- # The maximum permission except for the owner is read/write

The ACL entry may be shortened by using the following abbreviations for the entry tag types. The abbreviation for user is u, the abbreviation for group is g. The abbreviation for other is o, and the abbreviation for mask is m.

For example, a shortened ACL entry could look very similar to the following:

u::rwx # The file owner has complete access
u:332:r-- # User Acct 332 has read access only
g:10:rw- # User Group 10 has read/write access
u:653:r-- # User Acct 653 (who is in group 10) has read access only
o::--- # No one else has any permission
m::rw- # The maximum permission except for the owner is read/write

Mandatory Access Control

One of the new features in Trusted IRIX/CMW and in B-level trusted systems that is not available in standard IRIX is Mandatory Access Control (MAC). MAC is essentially different from DAC in that the restrictions placed on file and resource access are not up to the discretion of the individual user, but are mandatory for all users. The system enforces MAC through the security labels of all files, programs, resources, and processes (including user processes) on the system. The concept of label domination and equivalence is used to make MAC decisions. After the sections describing the subdivisions of MAC, there is a section describing the rules of label domination and equivalence.

MAC is divided into two parts, Mandatory Sensitivity and Mandatory Integrity. These two concepts work in concert to provide a trusted environment for the users.

Mandatory Sensitivity

Mandatory Sensitivity (MSEN) is a mechanism for implementing strict controls on access to data. A privileged user can never give information protected by Mandatory Sensitivity to someone who is not allowed to see it. Under DAC, a user can change a file's permissions so that any user can read, write, or execute the file. This system provides a good level of security in an open system but does not provide the level of security needed by Trusted IRIX/CMW. MSEN works in addition to DAC to provide an extra level of security.

MSEN defines two different kinds of permissions. One kind is for the user and the user's login shell process; the other is for system objects, such as files. The first kind of permission, for users and processes, is called a clearance. A clearance permits a user or the user's process to use system objects with corresponding classifications. All of the processes that run on behalf of a user must be within the user's clearance.

Each clearance for a user and the processes associated with that user contain a level of clearance, such as confidential or proprietary. Each user's clearance can also be valid in a number of categories. These categories are used to divide files and information logically by relationship. For example, all development files could be in the category ENGR and all personnel files could be in the category HR. A user with clearance in the ENGR category would not necessarily have clearance in the HR category, even if the two categories are currently running at the same classification. The number and names of your clearances and categories are configurable at any time.

The combination of clearance and categories forms the MSEN label of a user or a user's process, while the combination of classification and category forms the MSEN label of an object.

An object (a file or system resource) is classified at a level of protection based on the judgment of some person. It is also defined to be in some number of categories. For example, employee salary records could be classified as top secret and in the categories HR, management, and finance. Thus, a user who is cleared for top secret data in the categories of HR, management, and finance could view the data, but a user cleared only to the level of secret could not. A user cleared to top secret in another category, such as ENGR, also could not view the information. To view information that has categories, you must also be cleared for the same or a strict superset of categories. For example a user cleared to top secret in only one category in our example, say finance, could not view the employee salary information.

For a person to access a secret file about employee records, the user must be cleared for both that level of secrecy and the category of information. Users cleared to levels higher than the level of a given file can also view the file. For example, a user cleared for top secret information can read a secret file, provided that the user is cleared in the proper category.

Mandatory Integrity

The Mandatory Integrity (MINT) system protects important users from files of questionable integrity. Until a program has been certified to be free of security risks, important users should not be allowed to execute it. Mandatory integrity enforces this restriction.

The MINT mechanism allows read and execute access only to those processes whose integrity labels are dominated by the object (meaning that the file or program has equal or greater integrity than the user process). Additionally, a process may only write to an object with the same integrity. This is to avoid reducing the integrity of a file by a user with lower integrity.

Mandatory Integrity is similar to MSEN in design and implementation, but addresses different issues and threats. While MSEN prevents a user from accessing information that is too sensitive or secret for the user's clearance, MINT prevents a user from accessing information or programs that are of unknown or lower quality or security. For example, a user running at the highest possible clearance who has access to the most secret and important system resources should not be allowed to run every program found on the system. Such a user should be permitted to execute only programs of known good integrity. This step further prevents Trojan Horse attacks on the system.

Consider the following scenario: A malicious intruder gains access to the system but only at the lowest level. This person creates a program to remove or publish certain system files and leaves the program in a public directory, calling it If a high-clearance user finds the file and executes it, serious damage could result. The solution is for the system to attach an integrity label to each file, indicating the known security of the file. A file created by a low-clearance user, such as our intruder, would automatically get a low-integrity label from the system. Any user with higher clearance would not see the low-integrity file when listing the directory contents, and any attempt to run the program would be denied access. Then, the auditor or system administrator would be notified of the denied access through the system audit trail, and the program could be safely removed.

Remember that a user's integrity requirement does not prohibit accessing files of greater integrity, only those of lower integrity.

MINT divides the objects of the system into divisions and assigns each file and resource a grade. MINT divisions need not be related to the categories used by MSEN on your system. For example, MINT divisions could be programming tools, general utilities, and administrative utilities. Thus, a user who has a MSEN clearance for ENGR might have a MINT requirement in programming tools, and in general utilities, but not in administrative utilities.

Label Domination and Equivalence

The concept of label domination and equivalence is central to MAC. If a user's label clearance is higher than a file's label classification and the integrity grade on the label of the file is good enough for the user's label, the user's label is said to dominate the file's label. If the clearance and classification on both labels are equal, the labels are said to be equal. A user's label must be at least equal to or must dominate an object's label in order to access the object.

When you add categories to MAC, you change the order of dominance on your system. In order to dominate, a user's label must have the same or higher sensitivity and a set of approved categories that are the same as or a superset of the categories of the file's label, and the integrity requirement for the user must be met by the file. Also, the integrity divisions of the user must be the same or a subset of the integrity divisions of the file.

Table 2-1 lists possible label relationships using the default labels supplied with your system. In the table, the levels of sensitivity are unclassified, proprietary, and company sensitive. The categories are green, gray, and gold. The integrity grades are good, choice, and prime. The integrity divisions are cake, cookie, and cracker. The labels are written in the form of sensitivity level-categories, integrity grade-divisions.

Table 2-1. Sample Label Relationships

Subject Label

Object Label






Clearance dominated; integrity dominated




Integrity of the file not good enough

proprietary,green/ good

unclassified,green/ good


Clearance dominates; categories equal; integrity equal


prime,cake, cookie,


Clearances identical
integrity divisions






Object classification higher than user clearance







Categories not

equal or dominated








Categories equal;

integrity equal








integrity dominated

Wildcard Labels

Wildcard labels are special labels for system objects that are always equal to the label of any user process or other system subject that attempts access. For example, many system networking services are implemented through wildcard labels, so that all users can access the service. For example, the /dev/null device has a wildcard label.

Using MAC Labels

While using Trusted IRIX/CMW, you must change your security label from time to time (if you are cleared for more than one label). You must also change the security label of a file from time to time and you must frequently check the label of a file or resource. There is a group of commands that allow you to perform these activities easily.

Note: It is possible (though not desirable) to create a higher MAC-labeled file in a lower MAC-labeled directory. This file would not be visible to you at a lower MAC label. Correspondingly, you would be unable to remove this file and it could consume an arbitrary amount of your disk quota until your system administrator removes or downgrades the file.

Changing Your Security Label

Sometimes you will find it necessary to run a program or other process at a label different from your current login label. For example, the process may require a lower integrity requirement or a higher clearance. The newlabel command allows you to run a process at a different label.

To prevent inappropriate transfers or disclosures of information, all open file descriptors associated with your login shell process are closed before the new process is invoked. This assures that information at a higher classification will not be used as any input to the new process, which may be running at a lower clearance. The default new process is your default command shell, as specified in your environment.

Remember that you can execute newlabel only with a specified clearance up to the maximum allowed for your login account. For complete information about newlabel, consult the newlabel(1) man page.

To execute this command, enter:

newlabel label command 

The label variable specifies the new security label you want and command specifies the command to be run at the new label. Assuming the label you have chosen is within your label range, the label is changed immediately for the duration of the command. Remember that only root (the superuser) can use newlabel to run a shell.

Changing the Label of a File

You are allowed to change the label of any file or program you own, so long as you only upgrade the sensitivity label of the file or downgrade the integrity label. That is, the new label cannot be less sensitive or of higher integrity than the old label. What Trusted IRIX/CMW does when you change the label is to make a copy of the file at the new label, thus allowing the system administrator to undo your change, if necessary. When you make the change, the new label of the file must be equal to the current label of the user attempting the change. Use the chlabel command like this:

chlabel label filename 

filename is the name of the file to be changed and label is the new label for the file. The chlabel command allows you only to change the label to a label within your clearance range. Remember that the label of the directory that contains the file will not be changed, making future deletion or modification of the file impossible without administrator intervention. It is generally better to upgrade whole directories than individual files.

Determining the Label of a File

The -M flag to the ls command displays the security labels for all files and subdirectories in the directory being listed. Note however, that only those files with labels dominated by your current label will appear in any directory listing, with or without the -M flag. If you ever find yourself in a situation where a file seems to have “disappeared,” check your label and make certain that the label of the file in question is dominated by your label.

Multilevel Directories

Directories are subject to MAC just as any text file or other resource. Most directories have labels that are identical to any file label. The exceptions are called multilevel directories (which are sometimes called moldy directories or mld).

An mld places the files from each label into multiple hidden subdirectories. Thus, user A at label Q will get a different listing of the contents of the mld from user B at label X. However, neither process will see the subdirectory structure. Each process sees only those files in the mld that have the same label as the process.

The hidden subdirectories in an mld are visible to a user process that has a moldy label. A user may spawn a process with a moldy label using the -m option of the newlabel command.


A given piece of mail is readable only if it matches your current MAC label. Mail sent to you at a higher MAC label is unreadable until you log in at that label. Because of these constraints, you would be unaware that you had mail addressed to you at this higher MAC label. The side effect is analogous to someone placing a higher MAC-labeled file in one of your directories. This higher MAC label mail can consume an arbitrary amount of your disk resources. Mail sent to you outside your label range is not accessible at any time.

If someone sends you mail outside of your allowed clearances, that mail is not delivered. Mail that you send will not be delivered if your current label is outside the label range of the recipient. For example, if you are logged in at system high privilege, and the recipient has only user privilege, mail sent to that user will be rejected.

Using Aliases for Labels

A label alias (name) may be specified for any desired pair of sensitivity and integrity levels and grades. Label aliases are defined in the /etc/mac file in the following format:


If you do not supply the msentype field, the type is recorded as TCSEC. If you do not supply the minttype field, the type is recorded as BIBA.

Trusted IRIX/CMW allows the system administrator to create aliases for commonly used labels. For example, your system could use userlow, usermiddle, and userhigh as three labels for three classes of users. Your system administrator should tell you what, if any, label aliases are available at your site. A valid label alias can always be used in place of the specific label name, whether during the login process or when using the system.

Trusted IRIX/CMW Security Features User's Guide
(document number: 007-3300-005 / published: 2003-12-04)    table of contents  |  additional info  |  download

    Front Matter
    New Features in This Guide
    About This Guide
    Chapter 1. Introduction to Trusted IRIX/CMW
    Chapter 2. Understanding Access Control
    Chapter 3. Understanding System Access
    Chapter 4. Importing and Exporting Data
    Chapter 5. Understanding Auditing
    Chapter 6. Programming in a Trusted Environment
    Appendix A. Glossary of Computer Security Terms

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